The Financial Planning Process
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Kevin Jonas
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2011-12-28 11:43 Financial Process Planning Process
The Financial Planning Process
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文件内容:[Prepare Written Recommendation,Present Advice and Client Agreement,Implement,Collect detailed personal information from you relating to your current financial situation.,Gather Client Information,What are the steps?,Step 3,Step 7,When you are happy to proceed with the strategy, your financial adviser will help to put the plan into action.,Step 1,Step 4,Conduct Needs Analysis,Consider different strategies and options that will enable you to meet your identified goals. These will be presented as written recommendations.,Issue Disclosure Statement,What should your financial adviser do?,Help you to identify your future goals and sensitivity to different levels of risk. This includes your investment risk as well as your need for risk protection insurance.,Give you a copy of their Disclosure Statements. This outlines your adviser's qualifications, experience, who they work for and how they get paid. Ask for a copy if it is not provided.,Step 2,Review your plan periodcally to make sure your situation or needs have not significantly changed.,Step 6,Step 5,Review the Plan,Present the written recommendations and explain how these fit your needs. Your financial adviser will also explain any risks and costs associated with the recommended strategy.]